Many firms use excel spreadsheets and files to document and maintain their CASS risk assessment. Whilst they are compliant with the CASS regulations, it is onerous and complex to link, consolidate, update, analyse, assess, and report CASS compliance activity.   This can result in ineffective and inefficient CASS risk and compliance management and a higher degree of effort to embed the CASS risk and compliance framework. In addition, it is the expectation of the regulator that the CASS risk assessment is continually reviewed and updated within a live framework, which is increasingly difficult to manage and demonstrate without an automated solution….

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