Many firms use excel spreadsheets and files to document and maintain their CASS risk assessment. Whilst they are compliant with the CASS regulations, it is onerous and complex to link, consolidate, update, analyse, assess, and report CASS compliance activity. This can result in ineffective and inefficient CASS risk and compliance management and a higher degree of effort to embed the CASS risk and compliance framework. In addition, it is the expectation of the regulator that the CASS risk assessment is continually reviewed and updated within a live framework, which is increasingly difficult to manage and demonstrate without an automated solution….
Fill in the form to receive your whitepaper on CASS compliance
Blog
Enhance Your Company’s Risk Assessment Process (With 4 Easy Steps)
A risk assessment procedure that successfully serves your organisation is more…
SHOP SMART: 4 Steps to Successfully Adopting a GRC Solution
SHOP SMART: 4 Steps to Successfully Adopting a GRC Solution In the Mid-digital…
Top Compliance Metrics Every Business Should Know
Compliance teams often rely on metrics to measure and report on the…
A Roadmap to Cyber Confidence
Many organisations know that cyber is a challenge. The year 2020 broke all…
5 Ways to Build Resiliency in Disruptive Times
The profound disruption businesses have experienced this year is unprecedented.…
7 Reasons To Move From Excel to a GRC Solution
The benefits of ‘RegTech’ for organizations is very clear, however many may…
How do you manage MAR and conduct risk in a small firm?
Following the 2016 Market Abuse Regulations (MAR), followed by MiFID and GDPR…
What Makes a Good Operational Risk Manager?
“You’re not supposed to be sycophants; you’re supposed to be sceptical. (…) And…
The 10 Top Reasons Why Your Operational Risk Framework May Be Failing
An effective, consistent operational risk framework is essential to enable your…
Managing Risk and Regulation in the Automotive Industry
1RS has been providing cost-effective and pragmatic GRC solutions to Financial…
We won! Fintech Awards 2023- 1RS voted Best Risk Management & Compliance Software Solutions
We are thrilled to announce that Wealth & Finance International have…