SMCR

5 Ways Technology Can Help with SMCR Compliance

One of the biggest changes to FCA regulation in recent years was the need to comply in full with The Senior Managers and Certification…

Technology

How To Embrace Technology but Keep Your Humanity – Implementing A RegTech Solution

Today, the majority of our business and personal lives are dominated by our access to technology. From business platforms, personal apps…

GRC System

What are the Cost Benefits of Investing in a GRC System?

More and more organisations are currently seeking out technology-enabled GRC systems to avoid critical pitfalls. GRC is an investment not…

Client Assets

What is CASS and who does it apply to?

If a financial services provider holds or controls client money or assets, then they must follow the rules set out in the FCA’s Client…

Has the Motor Finance Industry had its head in the sand?

Ever since the FCA launched a review into Motor Finance and published their report in Mar 2019, there has been much speculation as to…

Due Diligence

5 Steps to Improve Your Customer Due Diligence

Last month we looked at third party due diligence and how technology can improve capabilities for due diligence of your business partners.…

Operational Resilience

Guide to Operational Resilience

It’s the Monday morning you don’t want. Social media is buzzing because a customer has just posted serious allegations about damage caused…

Due Diligence

5 Steps To Improve Your Third-Party Due Diligence

All companies use third parties as an essential component in the running of their business. A third-party may support you by supplying or…

buy-now-pay-later

Regulation of Buy-Now Pay-Later is Coming

Alice wants a new laptop computer, but it will take her a few months to save up. Because the online store offers buy-now-pay-later, she can…