July 31, 2023
5 Ways Technology Can Help with SMCR Compliance
One of the biggest changes to FCA regulation in recent years was the need to comply in full with The Senior Managers and Certification…
March 31, 2023
How To Embrace Technology but Keep Your Humanity – Implementing A RegTech Solution
Today, the majority of our business and personal lives are dominated by our access to technology. From business platforms, personal apps…
March 24, 2023
What are the Cost Benefits of Investing in a GRC System?
More and more organisations are currently seeking out technology-enabled GRC systems to avoid critical pitfalls. GRC is an investment not…
March 3, 2023
Are you ready for Consumer Duty?
With eyes firmly on the calendar for the new Consumer Duty Regulations coming into force in July 2023, many companies may think they have…
February 27, 2023
What is CASS and who does it apply to?
If a financial services provider holds or controls client money or assets, then they must follow the rules set out in the FCA’s Client…
February 12, 2023
Has the Motor Finance Industry had its head in the sand?
Ever since the FCA launched a review into Motor Finance and published their report in Mar 2019, there has been much speculation as to…
April 20, 2022
5 Steps to Improve Your Customer Due Diligence
Last month we looked at third party due diligence and how technology can improve capabilities for due diligence of your business partners.…
March 21, 2022
Guide to Operational Resilience
It’s the Monday morning you don’t want. Social media is buzzing because a customer has just posted serious allegations about damage caused…
March 11, 2022
5 Steps To Improve Your Third-Party Due Diligence
All companies use third parties as an essential component in the running of their business. A third-party may support you by supplying or…
February 11, 2022
Regulation of Buy-Now Pay-Later is Coming
Alice wants a new laptop computer, but it will take her a few months to save up. Because the online store offers buy-now-pay-later, she can…