‘Buy Now Pay Later’ Firms to Be Regulated in the UK

Following a government review, the Financial Conduct Authority (FCA) announced on February 2nd 2021, that largely unregulated…

Governance Risk and Compliance Resolutions to Keep In 2021

Here are 3 goals for your risk and compliance program that will set your organisation up for success.   Before the 2021 business year…

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Extended working from home- has it increased the risk of fraud?

The vast majority of organisations had to rapidly react to the lock down measures in March and adjust their processes to enable business to…

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Funeral plan providers – are you ready for the FCA regulatary oversight?

As all Funeral Plan Providers will already know, there are a number of codes of practices from Funeral Planning Authorities that can give…

Challenges of managing the Compliance Function of a regulated firm

To survive in today’s economy and meet customers’ expectations, the business strategy of an organisation is constantly changing with growth…

How to quantify the benefits of an automated GRC system

Many organisations are held back from pursuing the benefits of an automated GRC vision due to concerns of the cost and concern how this can…

SM&CR – are you ready for Day 2?

The December 9th deadline for SMCR is fast approaching and firms are focused on putting all the necessary legal and HR documentation in…

Has the Motor Finance Industry had its head in the sand?

Even since the FCA launched a review into Motor Finance and published their report in Mar 2019, there has been much speculation as to…