Risk Assessment

Enhance Your Company’s Risk Assessment Process (With 4 Easy Steps)

A risk assessment procedure that successfully serves your organisation is more than creating a list of risks. Risk identification is key,…

GRC Solution

SHOP SMART: 4 Steps to Successfully Adopting a GRC Solution

SHOP SMART: 4 Steps to Successfully Adopting a GRC Solution In the Mid-digital age, firms are increasingly investing in softwareto support…

Top Compliance Metrics Every Business Should Know

Top Compliance Metrics Every Business Should Know

Compliance teams often rely on metrics to measure and report on the effectiveness of their compliance programmes. Using a data-driven…

A Roadmap to Cyber Confidence

Many organisations know that cyber is a challenge. The year 2020 broke all records when it came to the frequency and severity of…

5 Ways to Build Resiliency in Disruptive Times

The profound disruption businesses have experienced this year is unprecedented. There is no comparable example, within living memory, that…

7 Reasons To Move From Excel

The benefits of ‘RegTech’ for organizations is very clear, however many may continue to try and manage their risk and compliance frameworks…

CASS Compliance

Many firms use excel spreadsheets and files to document and maintain their CASS risk assessment. Whilst they are compliant with the CASS…

How do you manage MAR and conduct risk in a small firm?

Following the 2016 Market Abuse Regulations (MAR), followed by MiFID and GDPR in 2018 and the impending changes to be implemented under…

What Makes a Good Operational Risk Manager?

“You’re not supposed to be sycophants; you’re supposed to be sceptical. (…) And having you in this building has made this workplace better.…

The 10 Top Reasons Why Your Operational Risk Framework May Be Failing

An effective, consistent operational risk framework is essential to enable your organisation to manage risk within appetite. Too many…