August 6, 2021
Enhance Your Company’s Risk Assessment Process (With 4 Easy Steps)
A risk assessment procedure that successfully serves your organisation is more than creating a list of risks. Risk identification is key,…
July 2, 2021
SHOP SMART: 4 Steps to Successfully Adopting a GRC Solution
SHOP SMART: 4 Steps to Successfully Adopting a GRC Solution In the Mid-digital age, firms are increasingly investing in software to support…
May 27, 2021
Top Compliance Metrics Every Business Should Know
Compliance teams often rely on metrics to measure and report on the effectiveness of their compliance programmes. Using a data-driven…
April 3, 2021
A Roadmap to Cyber Confidence
Many organisations know that cyber is a challenge. The year 2020 broke all records when it came to the frequency and severity of…
January 30, 2021
5 Ways to Build Resiliency in Disruptive Times
The profound disruption businesses have experienced this year is unprecedented. There is no comparable example, within living memory, that…
January 30, 2021
7 Reasons To Move From Excel to a GRC Solution
The benefits of ‘RegTech’ for organizations is very clear, however many may continue to try and manage their risk and compliance frameworks…
December 24, 2020
CASS Compliance
Many firms use excel spreadsheets and files to document and maintain their CASS risk assessment. Whilst they are compliant with the CASS…
June 16, 2020
How do you manage MAR and conduct risk in a small firm?
Following the 2016 Market Abuse Regulations (MAR), followed by MiFID and GDPR in 2018 and the impending changes to be implemented under…
June 16, 2020
What Makes a Good Operational Risk Manager?
“You’re not supposed to be sycophants; you’re supposed to be sceptical. (…) And having you in this building has made this workplace better.…
June 16, 2020
The 10 Top Reasons Why Your Operational Risk Framework May Be Failing
An effective, consistent operational risk framework is essential to enable your organisation to manage risk within appetite. Too many…
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