SM&CR Module in ERIC
Compliance to SM&CR does not require a separate system or complex workflow.
The ERIC SM&CR functionality is integrated in ERIC for more effective and efficient risk and compliance management.
SM&CR Functionality in ERIC
- Senior Manager Score Card set up & monitoring
- Fit & Proper Certification Attestations
- Conduct Issue Management
- Company Policy Management & Attestations
- Schedule and assign all SM&CR activity
- Consolidation of all SM&CR activity into dashboard status view
- Mapping of Conduct Rules to Risks & Controls owned by Senior Managers
- Tracking of Governance Meeting attendance & document repository
- Audit trail of SM&CR activity by Senior Managers, HR & Compliance
- Instant reporting