4 Risks Challenger Banks Should Map

What is CASS and who does it apply to?

If a financial services provider holds or controls client money or assets, then they must follow the rules set out in the FCA’s Client…

Due Diligence

5 Steps to Improve Your Customer Due Diligence

Last month we looked at third party due diligence and how technology can improve capabilities for due diligence of your business partners.…

Operational Resilience

Guide to Operational Resilience

It’s the Monday morning you don’t want. Social media is buzzing because a customer has just posted serious allegations about damage caused…

Due Diligence

5 Steps To Improve Your Third-Party Due Diligence

All companies use third parties as an essential component in the running of their business. A third-party may support you by supplying or…

GRC System

What are the Cost Benefits of Investing in a GRC System?

More and more organisations are currently seeking out technology-enabled GRC systems to avoid critical pitfalls. GRC is an investment not…

buy-now-pay-later

Regulation of Buy-Now Pay-Later is Coming

Alice wants a new laptop computer, but it will take her a few months to save up. Because the online store offers buy-now-pay-later, she can…

Technology

How To Embrace Technology but Keep Your Humanity – Implementing A RegTech Solution

Today, the majority of our business and personal lives are dominated by our access to technology. From business platforms, personal apps…

Funeral Plan Providers

Funeral Plan Providers – Are You Ready for Regulation Change?

On 29 July 2022, the FCA will start regulating the funeral plans sector. If you’re a funeral plan provider or intermediary, find out what…

GRC Implementation

GRC Implementation – The Tangible and Intangible Benefits

The Tangible and Intangible Benefits of GRC Implementation Investing in GRC implementation is increasingly vital for the operational health…