March 3, 2023
Are you ready for Consumer Duty?
With eyes firmly on the calendar for the new Consumer Duty Regulations coming into force in July 2023, many companies may think they have…
February 27, 2023
What is CASS and who does it apply to?
If a financial services provider holds or controls client money or assets, then they must follow the rules set out in the FCA’s Client…
April 20, 2022
5 Steps to Improve Your Customer Due Diligence
Last month we looked at third party due diligence and how technology can improve capabilities for due diligence of your business partners.…
March 21, 2022
Guide to Operational Resilience
It’s the Monday morning you don’t want. Social media is buzzing because a customer has just posted serious allegations about damage caused…
March 11, 2022
5 Steps To Improve Your Third-Party Due Diligence
All companies use third parties as an essential component in the running of their business. A third-party may support you by supplying or…
February 24, 2022
What are the Cost Benefits of Investing in a GRC System?
More and more organisations are currently seeking out technology-enabled GRC systems to avoid critical pitfalls. GRC is an investment not…
February 11, 2022
Regulation of Buy-Now Pay-Later is Coming
Alice wants a new laptop computer, but it will take her a few months to save up. Because the online store offers buy-now-pay-later, she can…
February 3, 2022
How To Embrace Technology but Keep Your Humanity – Implementing A RegTech Solution
Today, the majority of our business and personal lives are dominated by our access to technology. From business platforms, personal apps…
January 24, 2022
Funeral Plan Providers – Are You Ready for Regulation Change?
On 29 July 2022, the FCA will start regulating the funeral plans sector. If you’re a funeral plan provider or intermediary, find out what…
January 21, 2022
GRC Implementation – The Tangible and Intangible Benefits
The Tangible and Intangible Benefits of GRC Implementation Investing in GRC implementation is increasingly vital for the operational health…