Client Assets Sourcebook
A dynamic solution to manage your CASS compliance and monitor your processes and controls.
CASS gives you a single, dynamic view of your client assets controls — with breach management, reconciliations oversight, and the audit trail regulators expect.
Everything you need in one module.
CASS-aligned controls
A pre-built control framework mapped to the CASS sourcebook, configurable to your firm.
Breach management
Capture, classify and resolve CASS breaches with structured root-cause analysis.
Reconciliations oversight
Track internal and external reconciliations with exception workflows and ageing.
Evidence library
Attach evidence to every control and breach so audits become a search, not a scramble.
CASS dashboards
Live KPIs for the CF10a, the board, and the wider three lines of defence.
Linked to ERIC
Share risks, issues and rules with ERIC for a joined-up risk and compliance view.
A simple path to compliance confidence.
- 01
Configure your framework
Adopt the CASS-aligned baseline and tailor it to your products, entities and processes.
- 02
Run BAU in one place
Your CASS team manages controls, breaches and reconciliations — with full visibility for oversight.
- 03
Evidence and report
Pull audit-ready packs and dashboards for the CASS Resolution Pack, internal audit and the regulator.
Why teams choose CASS.
- Mapped to CASS sourcebook out of the box
- Breach lifecycle managed end-to-end
- Real-time oversight for CF10a holders
- Reduce manual reconciliation effort
- Audit-ready evidence at all times
- Continuously updated as rules evolve
Ready to see CASS in action?
Talk to our experts and see how 1RS can fit your regulatory needs.