Senior Managers & Certification Regime
A dashboard-driven solution to manage your SMCR regulations and demonstrate compliance.
SMCR centralises Senior Manager Functions, statements of responsibility, certification workflows and conduct rules training — with the dashboards to demonstrate it all.
Everything you need in one module.
SMF and SMR tracking
Maintain a live record of senior managers, their functions and prescribed responsibilities.
Statements of responsibility
Generate, version and approve SoRs and the firm's responsibilities map.
Certification workflow
Annual fitness & propriety checks tracked end-to-end with reminders and evidence capture.
Conduct rules training
Deliver and attest training for individual and senior conduct rules across the workforce.
SMCR dashboards
Real-time visibility for the board, HR, compliance and individual senior managers.
Breach management
Capture conduct rule breaches and link to the relevant individuals, controls and notifications.
A simple path to compliance confidence.
- 01
Map responsibilities
Capture your senior managers, certified staff and the responsibilities they hold.
- 02
Run the cycle
Annual certifications, training, attestations and breach handling are all driven from SMCR.
- 03
Evidence and report
Demonstrate accountability with versioned SoRs, dashboards and full audit history.
Why teams choose SMCR.
- Single source of truth for accountability
- Automated annual certification cycle
- Integrated conduct rules training
- Versioned statements of responsibility
- Board-ready dashboards
- Reduces manual HR + compliance handoffs
Ready to see SMCR in action?
Talk to our experts and see how 1RS can fit your regulatory needs.